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DE3 – Post-Issuance Disclosure Compliance Procedures

The Board of Education shall comply with requirements of federal securities laws when incurring debt in the form of bonds and notes.  To ensure compliance with these laws, the Board of Education shall implement post-issuance disclosure compliance procedures as outlined in Board of Education resolutions and administrative procedural directives. 

The chief financial officer shall be designated as the compliance officer for purposes of the post-issuance disclosure compliance procedures.

The compliance officer shall be authorized, empowered and directed to do all such acts and things and to execute all such documents as may be necessary to carry out and comply with the provisions of post-issuance disclosure compliance procedures, and is further authorized to take any and all further actions and execute and deliver any and all other certificates, papers and documents as may be necessary or desirable to effect the actions contemplated by the post-issuance disclosure compliance procedures.

Administrator Responsible:     Chief Financial Officer

Implementing Departments:     Finance Accounting and Budget Department and other District departments as deemed necessary by the Chief Financial Officer

Legal Cross Ref.:                         Rule 15c2-12 promulgated by the Securities and Exchange 
Board Policy Cross Ref.:              DE – Bonds, Mill Levies and Education Technology Notes
Procedural Directive Cross Ref.:  Resolution Approving Continuing Disclosure Compliance Procedures for Bonds and
                                                     Notes of the District; Other Matters Relating Thereto; And Ratifying Actions 
                                                     Previously Taken in Connection Therewith Continuing Disclosure Compliance 

NSBA/NEPN Classification: DE

Introduced: September 9, 2015
Adopted: September 16, 2015

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